Chief Compliance Officer
Job description
We are working with a CMS-licensed financial institutions that manages a wide spectrum of global investors on listed products and services. Report directly to the Chief Executive Officer and Board, the incumbent will take care of all legal, regulatory, and compliance matters.
Job description
Oversee legal and compliance matters.
Maintaining, advising and developing on all regulatory compliance related matters.
Maintain the relevant frameworks, policies and trading / clearing rules to support market surveillance.
MAS liaison Officer.
Requirements:
Bachelor’s degree or above from reputable educational institutions.
Minimum 10 years of work experience in financial industry regulation.
Good knowledge of the Securities and Futures Act.
Excellent stakeholder engagement skill, interpersonal skill, and ability to communicate effectively with senior management, board directors and peers.
Good command of English and Chinese (spoken and written) to communicate with head office in Greater China.
Salary: $250k to $300k per year
If you are interested in this role or would like to have a discussion, please click "Apply Now" or reach out to vanessa@tenten-partners.com
Equal Opportunity Statement
TENTEN Partners is an equal opportunity firm and is committed to providing equal employment opportunities to all qualified individuals without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, age, disability, or any other protected characteristic as outlined by applicable laws.